42.11.244    RECORDS RELATED TO SAMPLES -- DEPARTMENT EXAMINATIONS

(1) Each registered representative shall maintain a permanent sample log which must contain a listing of all sample purchases, the name and location of each recipient, and the date the sample was received.

(2) The department may, at any reasonable time and place, examine the records of a registered representative. For the purposes of this rule, reasonable time and place means normal business hours at the representative's place of business.

History: Sec. 16-1-303, MCA; IMP, Sec. 16-3-103, MCA; NEW, Eff. 9/4/75; AMD, 1979 MAR p. 1119, Eff. 9/28/79; AMD, 1985 MAR p. 165, Eff. 2/15/85; AMD, 1987 MAR p. 1795, Eff. 10/16/87; AMD, 1998 MAR p. 2088, Eff. 7/31/98.