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Rule: 6.10.126 Prev     Up     Next
Rule Title: "UNETHICAL PRACTICES" BY BROKER-DEALERS AND SALESMEN DEFINED
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Department: STATE AUDITOR
Chapter: SECURITIES DEPARTMENT
Subchapter: Securities Regulation
 
This is an obsolete version of the rule. Please click on the rule number to view the current version.

  Effective Date: 5/23/2003  
 
  History Notes: History: Sec. 30-10-107, MCA; IMP, Sec. 30-10-201, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03.  
 
  Rule File: access file
 

Other rule versions existed in ARM on or after March 31, 2007

MAR Notices Effective From Effective To History Notes
6-180 9/26/2008 Current History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, to ARM 6.10.401, 2008 MAR p. 2046, Eff. 9/26/08.
5/23/2003 9/26/2008 History: Sec. 30-10-107, MCA; IMP, Sec. 30-10-201, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03.
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