HOME    SEARCH    ABOUT US    CONTACT US    HELP   
           
This is an obsolete version of the rule. Please click on the rule number to view the current version.

6.10.140    MINIMUM FINANCIAL REQUIREMENTS FOR INVESTMENT ADVISERS

(TRANSFERRED)

History: 30-10-107, MCA; IMP, 30-10-107, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; AMD, 2003 MAR p. 2850, Eff. 12/25/03; TRANS, to ARM 6.10.506, 2008 MAR p. 2046, Eff. 9/26/08.

Home  |   Search  |   About Us  |   Contact Us  |   Help  |   Disclaimer  |   Privacy & Security