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6.10.209    NOTICE FILINGS FOR OFFERINGS OF FEDERAL COVERED SECURITIES UNDER 18(b) (3) or (4) of the securities act of 1933

(1) A notice filing for a security that is a federal covered security under 18(b) (3) or (4) of the Securities Act of 1933 shall consist of:

(a) a letter explaining that the security is a federal covered security pursuant to 18(b) (3) or (4) of the Securities Act of 1933;

(b) a U-2 consent to service of process form; and

(c) a fee of $200.

(2) A notice filing under (1) is effective for one year following the date of the commissioner's receipt of the filing. Prior to the expiration date of the notice filing, a notice filing may be renewed by filing a $200 fee with the commissioner. A renewed notice filing shall be effective for one year commencing upon the expiration of the notice filing being renewed.

History: 30-10-107, MCA; IMP, 30-10-107, 30-10-201, MCA; NEW, 2003 MAR p. 2850, Eff. 12/25/03; TRANS, from ARM 6.10.148, 2008 MAR p. 2046, Eff. 9/26/08.

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