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This is an obsolete version of the rule. Please click on the rule number to view the current version.

6.10.126    FRAUDULENT AND UNETHICAL PRACTICES PROHIBITED BY BROKER-DEALERS AND SALESMEN

(TRANSFERRED)

History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, to ARM 6.10.401, 2008 MAR p. 2046, Eff. 9/26/08.
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