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This is an obsolete version of the rule. Please click on the rule number to view the current version.

6.10.138    BROKER-DEALER BOOKS AND RECORDS

(TRANSFERRED)

History: 30-10-107, MCA; IMP, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.504, 2008 MAR p. 2046, Eff. 9/26/08.
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