(1) Registered representatives are allowed to distribute point of sale advertising materials and consumer advertising specialties to a retailer as set forth in Title 27 of the Code of Federal Regulations, regulation number 6.84. Copies may be obtained at the United States Treasury web site located at www.ttb.gov.

(2) Registered representatives may not directly or indirectly pay or credit the retailer for using or distributing these materials or for any expense incidental to their use.