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42.12.103    SUPPORTING DOCUMENTATION -- CORPORATE APPLICANTS

(1) A corporate applicant other than one whose stock is listed on a national exchange or a corporation with fewer than 10 stockholders shall list:

(a) the names, dates of birth and social security numbers and resident addresses of all owners of the issued stock, directors and officers; and

(b) the number of shares of stock owned by each stockholder.

(2) A corporate applicant whose stock is listed on a national exchange or a corporation with more than 10 stockholders shall list:

(a) the names, dates of birth, social security numbers and residence addresses of all owners of 10% or more of the issued stock, all directors and officers; and

(b) the number of shares of stock held by each stockholder of 10% or more stock.

History: Sec. 16-1-303, MCA; IMP, Sec. 16-4-203, 16-4-205, and 16-4-401, MCA; NEW, Eff. 11/3/75; AMD, 1985 MAR p. 167, Eff. 2/15/85; AMD, 1993 MAR p. 434, Eff. 1/29/93; AMD, 1993 MAR p. 2423, Eff. 10/15/93; AMD, 2001 MAR p. 449, Eff. 3/23/01.

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