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This is an obsolete version of the rule. Please click on the rule number to view the current version.

42.11.245    ADVERTISING SPECIALTIES

(1) Registered representatives are allowed to distribute point of sale advertising materials and consumer advertising specialties to a retailer as set forth in Title 27 of the Code of Federal Regulations, regulation number 6.84, in effect on April 1, 2012. Copies may be obtained at the United States Treasury web site located at www.ttb.gov.

(2) Registered representatives may not directly or indirectly pay or credit the retailer for using these materials.

History: 16-1-303, MCA; IMP, 16-3-103, MCA; NEW, Eff. 9/4/75; AMD, 1979 MAR p. 1120, Eff. 9/28/79; AMD, 1987 MAR p. 1795, Eff. 10/16/87; AMD, 2001 MAR p. 449, Eff. 3/23/01; AMD, 2003 MAR p. 2899, Eff. 12/25/03; AMD, 2007 MAR p. 478, Eff. 4/13/07; AMD, 2013 MAR p. 176, Eff. 2/1/13; AMD, 2013 MAR p. 2444, Eff. 12/27/13; AMD, 2014 MAR p. 2793, Eff. 11/7/14.

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